History of Firewalls

Firewall technology emerged in the late 1980s when the Internet was a fairly new technology in terms of its global use and connectivity. The original idea was formed in response to a number of major internet security breaches, which occurred in the late 1980s. In 1988 an employee at the NASA Ames Research Center in California sent a memo by email to his colleagues that read,

The Morris Worm spread itself through multiple vulnerabilities in the machines of the time. Although it was not malicious in intent, the Morris Worm was the first large scale attack on Internet security; the online community was neither expecting an attack nor prepared to deal with one.

First generation - packet filters

The first paper published on firewall technology was in 1988, when Dodong Sean James and Elohra from Digital Equipment Corporation (DEC) developed filter systems known as packet filter firewalls. This fairly basic system was the first generation of what would become a highly evolved and technical internet security feature. At AT&T Bill Cheswick and Steve Bellovin were continuing their research in packet filtering and developed a working model for their own company based upon their original first generation architecture.

Packet filters act by inspecting the "packets" which represent the basic unit of data transfer between computers on the Internet. If a packet matches the packet filter's set of rules, the packet filter will drop (silently discard) the packet, or reject it (discard it, and send "error responses" to the source).

This type of packet filtering pays no attention to whether a packet is part of an existing stream of traffic (it stores no information on connection "state"). Instead, it filters each packet based only on information contained in the packet itself (most commonly using a combination of the packet's source and destination address, its protocol, and, for TCP and UDP traffic, which comprises most internet communication, the port number).

Because TCP and UDP traffic by convention uses well known ports for particular types of traffic, a "stateless" packet filter can distinguish between, and thus control, those types of traffic (such as web browsing, remote printing, email transmission, file transfer), unless the machines on each side of the packet filter are both using the same non-standard ports.

Second generation - "stateful" filters

From 1980-1990 three colleagues from AT&T Bell Laboratories, Dave Presetto, Howard Trickey, and Kshitij Nigam developed the second generation of firewalls, calling them circuit level firewalls.

This technology is generally referred to as a 'stateful firewall' as it maintains records of all connections passing through the firewall, and is able to determine whether a packet is the start of a new connection, or part of an existing connection. Though there's still a set of static rules in such a firewall, the state of a connection can in itself be one of the criteria which trigger specific rules.

This type of firewall can help prevent attacks which exploit existing connections, or certain Denial-of-service attacks, including the SYN flood which sends improper sequences of packets to consume resources on systems behind a firewall..

Third generation - application layer

Publications by Gene Spafford of Purdue University, Bill Cheswick at AT&T Laboratories and Marcus Ranum described a third generation firewall known as application layer firewall, also known as proxy based firewalls. Marcus Ranum's work on the technology spearheaded the creation of the first commercial product. The product was released by DEC who named it the SEAL product. DEC’s first major sale was on June 13, 1991 to a chemical company based on the East Coast of the USA.

The key benefit of application layer filtering is that it can "understand" certain applications and protocols (such as File Transfer Protocol, DNS or web browsing), and can detect whether an unwanted protocol is being sneaked through on a non-standard port, or whether a protocol is being abused in a known harmful way.

This type of filtering can be carried out by proxy servers, but if the filtering is done by a standalone firewall appliance, or in a device for traffic shaping, the technology is likely to be referred to as deep packet inspection.

Subsequent developments

In 1992, Bob Braden and Annette DeSchon at the University of Southern California (USC) were developing their own fourth generation packet filter firewall system. The product known as "Visas" was the first system to have a visual integration interface with colours and icons, which could be easily implemented to and accessed on a computer operating system such as Microsoft's Windows or Apple's MacOS. In 1994 an Israeli company called Check Point Software Technologies built this into readily available software known as FireWall-1.

A second generation of proxy firewalls was based on Kernel Proxy technology. This design is constantly evolving but its basic features and codes are currently in widespread use in both commercial and domestic computer systems. Cisco, one of the largest internet security companies in the world released their PIX product to the public in 1997.

Some modern firewalls leverage their existing deep packet inspection engine by sharing this functionality with an Intrusion-prevention system (IPS).